Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Joseph capulong Carroll is a financial advisor who is currently registered with Fidelity Brokerage Services LLC. Brendan is licensed to provide securities and investment advice in all 50 states and the District of Columbia. Brendan Carroll has been in the industry since May 9, 2024. Brendan has passed the Series 7TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
05/10/2024 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 05/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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