Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Burns has over 20 years of experience in the financial services industry. Brendan joined Mizuho Securities USA LLC in 2020. Prior to that, Brendan was with BMO Capital Markets Corp and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brendan holds a variety of licenses and registrations including Series 7, 24, 55, 57TO, and 63. Brendan is registered to sell securities in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/17/2020 - Present
Mizuho Securities USA LLC (SAN FRANCISCO CA)
CA
05/10/2011 - 04/09/2020
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
09/07/1999 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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