Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Mungovan is a Financial Advisor registered with Fidelity Brokerage Services LLC. Brendan has been active in the securities industry since May 27, 1996, with experience at both Fidelity Brokerage Services LLC and National Financial Services LLC. Brendan currently holds a Series 7, Series 24, Series 4, and Series 99TO licenses. Brendan has held licenses in 51 states and is a registered principal in the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/11/2013 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/18/2007 - 11/08/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
04/09/1996 - 05/31/2007
FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/10/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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