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Brendan John Haley

Empirical Research Partners LLC

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About Brendan John Haley

Brendan Haley has been in the financial services industry since July 2001. Brendan currently works as an Investment Adviser Representative for Empirical Research Partners LLC in New York, NY. Brendan holds a Series 6, Series 7, Series 63, Series 66 and Series 6TO licenses. Brendan was previously registered with CREDIT SUISSE FIRST BOSTON LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.

Firm Information

Brendan Haley is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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Brendan Haley’s Registration & Firm History

NY

08/23/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

NY

01/17/2003 - 10/11/2004

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

10/08/2001 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

10/15/1993 - 02/08/1994

FORTIS INVESTORS, INC.

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Licenses & Designations

IA

Issued 07/24/2023

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/03/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/14/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan John Haley.
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