Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan James Price is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Brendan has been in the industry since 2004 and has experience in providing investment advice and managing portfolios for both individuals and businesses. Brendan has a strong track record of success and is committed to providing his clients with the highest level of service. Brendan holds Series 7, 9, 10, 63 and 65 licenses. Brendan's current registrations include states of Alaska, Arizona, California, Colorado, Georgia, Idaho, Maine, Michigan, Montana, Nevada, Ohio, Oregon, Utah, Washington, and Wyoming. Brendan has previously worked for BancWest Investment Services, Inc., TD Ameritrade, Inc., Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., and Phillips & Company Securities Inc. Brendan also serves on the board of directors of the Make-A-Wish Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
09/15/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND OR)
OR
08/15/2016 - 09/23/2022
BANCWEST INVESTMENT SERVICES, INC. (GRESHAM OR)
OR
10/30/2009 - 08/18/2016
TD AMERITRADE, INC. (PORTLAND OR)
OR
04/02/2007 - 03/12/2008
MORGAN STANLEY & CO., INCORPORATED (PORTLAND OR)
OR
07/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PORTLAND OR)
OR
01/23/2004 - 03/15/2005
PHILLIPS & COMPANY SECURITIES INC. (PORTLAND OR)
IA
Issued 01/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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