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Brendan James Petty

Transamerica Retirement Advisors, LLC

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About Brendan James Petty

Brendan Petty is a financial advisor with over 13 years of experience in the industry. Brendan is currently registered with Transamerica Retirement Advisors, LLC and is licensed to provide investment advice in 52 states and the District of Columbia. Brendan is also a licensed Investment Advisor Representative in North Carolina. Previously Brendan worked at MML INVESTORS SERVICES, LLC and MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Firm Information

Brendan Petty is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brendan Petty’s Registration & Firm History

NC

07/22/2024 - Present

Transamerica Retirement Advisors, LLC (Gastonia NC)

NC

01/15/2020 - 07/15/2024

MML INVESTORS SERVICES, LLC (Gastonia NC)

AZ

06/25/2010 - 12/19/2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (PHOENIX AZ)

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Licenses & Designations

IA

Issued 03/13/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan James Petty.
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