Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Malone is a financial professional with over 20 years of experience in the securities industry. Brendan is currently registered with BGC Financial, LP and has previously held positions with CASTLEOAK SECURITIES, LP, CANTOR FITZGERALD SECURITIES, CITIGROUP GLOBAL MARKETS INC., and GATES CAPITAL CORPORATION. Brendan holds Series 7, Series 63, and SIE licenses and is registered in multiple states including Colorado, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/21/2005 - Present
BGC Financial, LP (DARIEN CT)
NY
10/06/2004 - 05/03/2006
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
05/18/2004 - 10/01/2004
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
05/21/2003 - 05/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2003 - 05/02/2003
GATES CAPITAL CORPORATION (NEW YORK NY)
BC
Issued 02/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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