Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Hogan is a registered investment advisor representative with Neuberger Berman BD LLC. Brendan has been in the industry since December 3, 2016 and has experience working with both Merrill Lynch, Pierce, Fenner & Smith Incorporated and PURSHE KAPLAN STERLING INVESTMENTS. Brendan Hogan holds Series 31, SIE, and Series 7 licenses. Brendan is licensed in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/12/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MA
04/24/2017 - 03/21/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)
MA
11/15/2016 - 03/29/2017
PURSHE KAPLAN STERLING INVESTMENTS (Boston MA)
BOTH
Issued 01/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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