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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan James Hermann is a financial advisor with Morgan Stanley. Brendan has been in the financial services industry since 2018 and is registered with the state of Illinois as well as 53 other states. Brendan specializes in a range of financial services, including investment management, financial planning, and pension consulting. Brendan is also a registered representative with FINRA and is a Series 3, 4, 7, 9, 10, and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/20/2023 - Present
Morgan Stanley (Chicago IL)
IL
08/10/2018 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 09/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2022
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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