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Brendan James Cosgrove

Marex Capital Markets Inc.

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About Brendan James Cosgrove

Brendan Cosgrove is a registered representative with Marex Capital Markets Inc. He is a Series 7, Series 99 and SIE exam holder. Brendan has been in the securities industry since 2015. His previous employer was Dealerweb Inc. His professional experience includes a focus on operations.

Firm Information

Brendan Cosgrove is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Cosgrove’s Registration & Firm History

NY

07/06/2021 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NJ

09/15/2015 - 06/30/2021

DEALERWEB INC. (Jersey City NJ)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/15/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brendan James Cosgrove.
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