Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Bogart is a financial professional with over 30 years of experience in the securities industry. Brendan is currently a Registered Representative with Aegis Capital Corp. Previously, Brendan was a Registered Representative with various firms including GunnAllen Financial, Inc, Schneider Securities, Inc., Glenn Michael Financial, Inc., and others. Brendan is registered in multiple states and holds Series 7, 24, 63, 65, 99TO and SIE licenses. Brendan specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
02/23/2021 - Present
Aegis Capital Corp. (West Milford NJ)
NJ
09/27/2002 - 03/29/2010
GUNNALLEN FINANCIAL, INC (EMERSON NJ)
CO
06/21/2002 - 11/22/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
NY
10/17/1997 - 07/10/2002
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NA
11/18/1996 - 10/24/1997
SHAMUS GROUP, INC.
FL
01/08/1996 - 11/22/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
09/16/1993 - 02/21/1996
T.R. WINSTON & COMPANY, INC. (BEDMINSTER NJ)
NY
05/20/1993 - 06/24/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
01/06/1993 - 04/22/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
09/24/1992 - 11/11/1992
LEGEND MERCHANT GROUP, INC. (NEW YORK NY)
NY
07/09/1992 - 10/01/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
05/22/1992 - 07/01/1992
MELBOURNE GSI CORP. (NEW YORK NY)
NY
03/31/1992 - 05/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/26/1991 - 09/19/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/30/1991 - 05/30/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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