Unclaimed
Brendan Foley is a financial advisor with MFS Fund Distributors, Inc. He is based in Boston, MA and has been in the industry since 2020. Brendan holds the Series 7TO, Series 66, and SIE licenses. He is registered to provide investment advice in 53 states and the District of Columbia. Brendan previously worked at UBS Financial Services Inc. in La Jolla, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/23/2022 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
CA
01/24/2020 - 07/19/2021
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
BOTH
Issued 05/22/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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