Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2023 - Present
Greenhill & CO., LLC (NEW YORK NY)
NY
07/29/2009 - 09/02/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
06/12/2006 - 09/02/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/17/2005 - 06/13/2006
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/13/2001 - 05/24/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
VA
07/06/1998 - 10/02/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
09/17/1996 - 03/10/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
11/30/1994 - 06/17/1996
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
06/15/1988 - 08/24/1994
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 3/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/10/2008
Series 14 - Compliance Officer Examination
BC
Issued 9/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
BC
Issued 6/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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