Unclaimed
Brendan Enos Fry is a financial advisor with over 20 years of experience in the industry. Brendan has a Series 7, 63, 52, 79, and SIE licenses, and holds a Uniform Investment Adviser Law Examination license. Brendan is registered to offer securities in Florida, Maryland, Massachusetts, New York, and Virginia. Brendan is currently employed by Britehorn Securities, previously worked at Little River Capital, LLC, Tribal Capital Markets, LLC, Janney Montgomery Scott LLC, George K. Baum & Company, Raymond James & Associates, Inc., Cohen & Company Capital Markets, LLC, Cohen & Company Securities, LLC, Residential Funding Securities, L.L.C., Citigroup Global Markets Inc., and Loomis Sayles Distributors, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/17/2024 - Present
Britehorn Securities (DENVER CO)
AL
07/19/2022 - 01/16/2024
LITTLE RIVER CAPITAL, LLC (VESTAVIA HILLS AL)
MD
01/08/2019 - 07/21/2022
TRIBAL CAPITAL MARKETS, LLC (Bethesda MD)
MD
12/01/2015 - 01/04/2019
JANNEY MONTGOMERY SCOTT LLC (FREDERICK MD)
MD
11/18/2013 - 12/01/2015
GEORGE K. BAUM & COMPANY (BETHESDA MD)
MD
12/12/2011 - 11/27/2013
RAYMOND JAMES & ASSOCIATES, INC. (ROCKVILLE MD)
MD
09/20/2010 - 12/05/2011
COHEN & COMPANY CAPITAL MARKETS, LLC (BETHESDA MD)
MD
05/31/2007 - 10/01/2010
COHEN & COMPANY SECURITIES, LLC (BETHESDA MD)
MD
06/21/2004 - 04/17/2007
RESIDENTIAL FUNDING SECURITIES, L.L.C. (BETHESDA MD)
NY
05/28/1999 - 06/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
12/16/1997 - 06/04/1999
LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)
IA
Issued 10/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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