Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Ellicott Horgan is a financial advisor with over 20 years of experience in the industry. Brendan has a strong background in providing financial advice to individuals, corporations, and charitable organizations. Brendan is currently registered with TIAA-CREF Individual & Institutional Services, LLC. Brendan has previously held positions at firms such as Nuveen Securities, LLC, Teachers Personal Investors Services, Inc., Blackrock Investments, LLC, Blackrock Fund Distribution Company, Stancorp Equities, Inc., Invesmart Securities, LLC, and Securian Financial Services, Inc. Brendan holds the Series 7, Series 24, and Series 66 licenses. Brendan's areas of specialization include investment management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CA
09/19/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PASADENA CA)
CA
01/03/2017 - 08/20/2019
NUVEEN SECURITIES, LLC (NEWPORT BEACH CA)
CA
04/29/2013 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEWPORT BEACH CA)
CA
01/03/2012 - 03/01/2013
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/24/2010 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
01/01/2007 - 06/23/2010
STANCORP EQUITIES, INC. (SAN JOSE CA)
CA
11/01/2002 - 01/01/2007
INVESMART SECURITIES, LLC (SAN JOSE CA)
MN
10/22/2001 - 04/17/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 01/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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