Unclaimed
Brendan Ahern is a financial advisor with Foreside Fund Services, LLC, a firm that specializes in providing fund administration and other services to investment funds. Brendan has been in the industry since 1999 and holds several licenses and certifications, including the Series 3, 6, 7, 24, 63, and 65. Prior to joining Foreside, Brendan worked at other financial institutions, such as Investors Capital Corp., BlackRock Investments, LLC, Barclays Global Investors Services, and Salomon Smith Barney Inc. Brendan has a broad range of experience and is licensed in several states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2018 - Present
Foreside Fund Services, LLC (New York NY)
NY
07/22/2013 - 09/06/2016
INVESTORS CAPITAL CORP. (NEW YORK NY)
NY
01/03/2012 - 02/28/2013
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
07/25/2008 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (NEW YORK NY)
NY
02/12/2001 - 12/31/2008
BARCLAYS GLOBAL INVESTORS SERVICES (NEW YORK NY)
NY
05/26/1999 - 02/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/01/1997 - 04/01/1999
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
IA
Issued 02/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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