Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan E. Grimes is a financial advisor with over 12 years of experience in the industry. Brendan is currently registered with Fidelity Brokerage Services LLC and is licensed to provide financial advice in all 50 states and the District of Columbia. Prior to joining Fidelity, Brendan was with Cetera Advisor Networks LLC, PFS Investments Inc. and National Planning Corporation. Brendan is a Series 7 and Series 63 license holder and holds the Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/03/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CA
07/13/2016 - 06/16/2021
CETERA ADVISOR NETWORKS LLC (SEAL BEACH CA)
CA
08/12/2013 - 06/20/2016
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
08/29/2012 - 12/31/2012
PFS INVESTMENTS INC. (LOS ANGELES CA)
CA
05/13/2010 - 05/02/2011
NATIONAL PLANNING CORPORATION (TORRANCE CA)
CA
08/30/2007 - 08/22/2008
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
NJ
07/11/2005 - 06/14/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
IA
Issued 05/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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