Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Duggan is a financial advisor based in Phoenix, Arizona. Brendan has been working in the financial industry since 1999 and is currently registered with Kestra Advisory Services, LLC. Brendan previously worked at Edward Jones and Wells Fargo Clearing Services, LLC. Brendan is a registered investment advisor representative and has several industry licenses including Series 7, 63, 66, 9, and SIE. Brendan specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/13/2021 - Present
Kestra Advisory Services, LLC (Phoenix AZ)
AZ
02/22/2013 - 09/14/2021
WELLS FARGO CLEARING SERVICES, LLC (GLENDALE AZ)
AZ
01/29/2002 - 02/25/2013
EDWARD JONES (PHOENIX AZ)
TX
09/02/1999 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 04/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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