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Brendan Derick January

Prudential Investment Management Services LLC

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About Brendan Derick January

Brendan January is a financial advisor with Prudential Investment Management Services LLC. Brendan has been in the financial services industry since 2008 and has a Series 7, Series 66, and SIE. Brendan is registered in New York. Prior to joining Prudential Investment Management Services LLC, Brendan worked at Lazard Asset Management Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Brendan January is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan January’s Registration & Firm History

NY

07/08/2021 - Present

Prudential Investment Management Services LLC (NEW YORK NY)

NY

05/13/2014 - 11/14/2019

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

10/09/2006 - 05/06/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Derick January.
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