linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brendan Daly

BGC Financial, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brendan? Claim Your Profile

About Brendan Daly

Brendan Daly is a financial professional with over 13 years of experience in the industry. Brendan has held various roles at several firms, including Sunrise Brokers LLC, Bay Crest Partners, LLC, and ICAP Corporates LLC. Currently, Brendan is registered with BGC Financial, LP, and holds several licenses, including Series 7, 24, 30, 55, and 66.

Firm Information

Brendan Daly is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brendan Daly’s Registration & Firm History

NY

06/30/2021 - Present

BGC Financial, LP (NEW YORK NY)

NY

12/03/2020 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

06/22/2016 - 12/02/2020

BAY CREST PARTNERS, LLC (NY NY)

NY

04/25/2013 - 06/13/2016

SUNRISE BROKERS LLC (NEW YORK NY)

NJ

01/12/2009 - 04/25/2013

ICAP CORPORATES LLC (JERSEY CITY NJ)

Not sure if Brendan Daly is right for you?

Licenses & Designations

BOTH

Issued 04/25/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/2021

Series 30 - NFA Branch Manager Examination

BC

Issued 03/05/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2011

Series 3 - National Commodity Futures Examination

BC

Issued 12/18/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brendan Daly.
Not sure if Brendan Daly is right for you?