Invested Better
Unclaimed

Unclaimed

Unclaimed

Brendan D Sullivan

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brendan? Claim Your Profile

About Brendan D Sullivan

Brendan Sullivan is a registered representative with National Financial Services LLC. Brendan has been in the industry since May 2024 and holds the Series 99TO and SIE exams. Brendan is currently registered with FINRA and the firm is located in Boston, MA.

Firm Information

Brendan Sullivan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brendan Sullivan’s Registration & Firm History

MA

05/09/2024 - Present

National Financial Services LLC (BOSTON MA)

Not sure if Brendan D Sullivan is right for you?

Licenses & Designations

BC

Issued 05/09/2024

Series 99TO - Operations Professional Examination

BC

Issued 05/09/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan D Sullivan.
Not sure if Brendan D Sullivan is right for you?