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Brendan Constantine Rodrigues

Southstate|duncanwilliams Securities Corp.

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About Brendan Constantine Rodrigues

Brendan Constantine Rodrigues is a financial advisor with Southstate|duncanwilliams Securities Corp. based in Houston, TX. Brendan has been in the industry since 2003. Brendan is registered with the Securities and Exchange Commission and is licensed to sell securities in 49 states and the District of Columbia. Brendan holds Series 7 and 63 licenses.

Firm Information

Brendan Rodrigues is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Rodrigues’s Registration & Firm History

TX

02/23/2024 - Present

Southstate|duncanwilliams Securities Corp. (Houston TX)

TX

04/01/2014 - 12/12/2023

FLAGSTAR ADVISORS (HOUSTON TX)

TN

06/12/2012 - 09/03/2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)

TN

04/02/2012 - 04/18/2012

RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)

TN

12/11/2002 - 04/02/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 02/04/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Constantine Rodrigues.
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