Unclaimed
Brendan Constantine Rodrigues is a financial advisor with Southstate|duncanwilliams Securities Corp. based in Houston, TX. Brendan has been in the industry since 2003. Brendan is registered with the Securities and Exchange Commission and is licensed to sell securities in 49 states and the District of Columbia. Brendan holds Series 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/23/2024 - Present
Southstate|duncanwilliams Securities Corp. (Houston TX)
TX
04/01/2014 - 12/12/2023
FLAGSTAR ADVISORS (HOUSTON TX)
TN
06/12/2012 - 09/03/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
04/02/2012 - 04/18/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
12/11/2002 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 02/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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