Invested Better
Unclaimed

Unclaimed

Unclaimed

Brendan Connolly Canavan

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brendan? Claim Your Profile

About Brendan Connolly Canavan

Brendan Connolly Canavan is a financial advisor at Nylife Securities LLC. Brendan has been in the financial services industry since November 19, 1990. Brendan holds a Series 7, Series 24, Series 63, and Series 65 license. Brendan is registered to sell securities in Florida, New Jersey, North Carolina, and Pennsylvania. Brendan was previously registered with Royal Alliance Associates, Inc., Wachovia Securities, Inc., First Union Capital Markets Corp., and New England Securities.

Firm Information

Brendan Canavan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brendan Canavan’s Registration & Firm History

NJ

12/26/2017 - Present

Nylife Securities LLC (MT. LAUREL NJ)

PA

08/28/2002 - 12/21/2017

ROYAL ALLIANCE ASSOCIATES, INC. (KING OF PRUSSIA PA)

MO

10/01/1999 - 09/05/2002

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

NC

07/05/1995 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

11/16/1990 - 07/13/1995

NEW ENGLAND SECURITIES (NEW YORK NY)

Not sure if Brendan Connolly Canavan is right for you?

Licenses & Designations

IA

Issued 05/29/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/30/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Brendan Connolly Canavan. Review regulatory record here.
Not sure if Brendan Connolly Canavan is right for you?