Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Collins is a financial professional with over 20 years of experience in the securities industry. Brendan is currently registered with UBS Securities LLC, and holds a Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 99TO, and Series 63 license. Brendan has also previously worked for firms such as Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brendan has a strong understanding of the financial markets and a commitment to providing clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/25/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
09/06/2019 - 10/25/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/27/2015 - 09/05/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/14/2010 - 08/25/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
05/27/2002 - 03/12/2010
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 06/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2016
Series 4 - Registered Options Principal Examination
BC
Issued 01/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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