Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Clifford Asaff is a financial professional with over 11 years of experience in the industry. Brendan is currently registered with T. Rowe Price Associates, Inc. in Maryland. Brendan has previously been employed with GWFS EQUITIES, INC. and J.P. MORGAN SECURITIES LLC. Brendan has a broad range of experience in financial services, including portfolio management, investment advice and brokerage services. Brendan holds a Series 63, 66, 7, 24 and 30. Brendan has been registered in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Brendan is also registered as an Investment Advisor Representative in Maryland. In addition to Brendan's professional experience, Brendan is also self-employed and owns 100% of a cutlery business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MD
02/18/2021 - Present
T. Rowe Price Associates, Inc. (Owings Mills MD)
CO
05/02/2012 - 09/07/2013
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
12/18/2009 - 04/03/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BOTH
Issued 02/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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