Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Christopher Shea is a registered representative with Northwestern Mutual Investment Services, LLC. Brendan Shea is licensed in Connecticut, Massachusetts, and New York. Brendan Shea has passed the Series 7TO, Series 63, and SIE exams. Brendan Shea joined the firm on January 6, 2023. The firm's main office is located in Milwaukee, WI. Northwestern Mutual Investment Services, LLC offers investment advisory services. The firm provides investment research and referrals to other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
01/06/2023 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BC
Issued 11/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Brendan Shea is the right advisor for you? Invested Better is here to help.
