Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Christopher Malia is a financial professional with over 15 years of experience in the industry. Brendan is currently registered with Charles Schwab & Co., Inc. and is licensed to provide financial advice in all 50 states. Brendan has a broad range of experience including work with TransMarket Group L.L.C. and HC Technologies. Brendan has a strong background in securities and holds several licenses, including Series 3, 7, 9, 10, 34, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
02/01/2022 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
05/03/2004 - 06/29/2007
TRANSMARKET GROUP L.L.C. (CHICAGO IL)
BOTH
Issued 01/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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