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Brendan Christopher Doran

Mizuho Securities USA LLC

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About Brendan Christopher Doran

Brendan Doran is a financial professional with over 30 years of experience in the financial services industry. Brendan has a strong background in securities and investments, having held positions at several prominent firms, including Raymond James & Associates, Inc. and J.P.Morgan Securities Inc. Brendan currently works as a registered representative at Mizuho Securities USA LLC. Brendan's expertise and experience make him a valuable resource for clients seeking investment advice and guidance.

Firm Information

Brendan Doran is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Doran’s Registration & Firm History

NY

11/16/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/15/2009 - 10/25/2022

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK CITY NY)

NY

12/03/2008 - 10/07/2009

MARKETAXESS CORPORATION (NEW YORK NY)

NY

04/13/2000 - 11/26/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/01/1998 - 03/09/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

06/11/1993 - 07/01/1998

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brendan Christopher Doran.
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