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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Hoffman is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Brendan has been in the securities industry for over 2 years. Brendan has Series 7TO, SIE and Series 66 licenses. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc. Brendan was associated with Morgan Stanley. Brendan is registered with the Securities and Exchange Commission (SEC) and is a registered representative with FINRA. Brendan is active in both the broker-dealer and investment advisory fields. Brendan has worked with insurance companies, charitable organizations, high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, individuals other than high-net-worth, and state or municipal government entities. Brendan specializes in financial planning, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/24/2020 - 04/19/2022
MORGAN STANLEY (New York NY)
BOTH
Issued 12/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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