Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Ghosh is a financial advisor at Charles Schwab & Co., Inc. Brenda has over 18 years of experience in the financial services industry. Brenda has a broad range of experience, having worked at several firms prior to joining Charles Schwab & Co., Inc. Brenda has worked in Phoenix, Arizona and has a strong understanding of the local market. Brenda is a registered representative and investment advisor representative in Arizona and California. Brenda is also a Series 7, Series 24, Series 63, and Series 66 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
01/06/2014 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
MN
04/03/2013 - 10/18/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
03/22/2007 - 10/18/2013
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
03/22/2007 - 10/18/2013
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/31/2005 - 10/18/2013
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
03/22/2007 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
03/22/2007 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
07/07/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 03/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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