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Brenda Sue Smith

Pickwick Capital Partners, LLC

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About Brenda Sue Smith

Brenda Sue Smith is a financial advisor with over 20 years of experience in the industry. Brenda is currently registered with Pickwick Capital Partners, LLC and is licensed in 15 states. Brenda has a wide range of experience in the financial services industry, including experience working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sanford C. Bernstein & Co., LLC, and Growth Capital Services, Inc. Brenda has passed the Series 7, Series 31, Series 63, and Series 66 exams. Brenda is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Brenda Smith is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brenda Smith’s Registration & Firm History

NY

03/30/2020 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

DE

06/03/2019 - 03/31/2020

GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)

NY

08/08/2015 - 05/11/2017

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

CA

04/03/1998 - 12/14/1999

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

09/29/1995 - 04/02/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

PA

03/07/1995 - 06/01/1995

PNC BROKERAGE CORP (PITTSBURGH PA)

NA

03/25/1982 - 09/02/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 06/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/26/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 08/07/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brenda Sue Smith.
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