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Brenda Sue Kindy

CPS Financial & Insurance Services, Inc.

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About Brenda Sue Kindy

Brenda Kindy is a financial professional with over 35 years of experience in the financial services industry. Brenda has been registered with FINRA since 1985 and has held previous roles with Foresters Equity Services, Inc., First Heartland Capital, Inc., and Mutual of Omaha Investor Services, Inc. Brenda is currently registered with CPS Financial & Insurance Services, Inc. and Capital Synergy Partners. Brenda holds the Series 6, Series 63, and SIE licenses.

Firm Information

Brenda Kindy is currently registered with CPS Financial & Insurance Services, Inc.. CPS Financial & Insurance Services, Inc. is a Corporation that was formed on April 1, 1996. The firm is registered with the Securities and Exchange Commission and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brenda Kindy’s Registration & Firm History

CA

05/23/2023 - Present

CPS Financial & Insurance Services, Inc. (IRVINE CA)

CA

11/01/2012 - 10/16/2018

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

IN

01/03/2011 - 10/31/2012

FIRST HEARTLAND CAPITAL, INC. (COLUMBUS IN)

IN

02/22/2005 - 11/02/2009

FIRST HEARTLAND CAPITAL, INC. (EDINBURGH IN)

NE

02/25/1985 - 12/31/2004

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 02/09/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brenda Sue Kindy. Review regulatory record here.
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