Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Sparks McCleerey is a financial advisor with Oppenheimer & Co. Inc. Brenda has been in the financial services industry since 1978. Brenda is registered with FINRA and the states of Texas and North Carolina. Prior to joining Oppenheimer & Co. Inc., Brenda worked at UBS Financial Services Inc., J.C. Bradford & Co., Investment Management & Research, Inc, and E. F. Hutton & Company Inc. Brenda is a Series 63 and Series 65 licensed advisor. Brenda has a background in portfolio management for businesses and individuals, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
07/02/2009 - Present
Oppenheimer & Co. Inc. (ASHEVILLE NC)
NC
08/14/2000 - 07/22/2009
UBS FINANCIAL SERVICES INC. (ASHVILLE NC)
NY
01/20/1983 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
11/06/1981 - 11/04/1982
A. G. EDWARDS & SONS, INC.
NA
05/07/1979 - 10/20/1981
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
03/01/1978 - 06/17/1979
E. F. HUTTON & COMPANY INC
IA
Issued 10/14/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1982
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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