Unclaimed
Brenda Sing yun Loh is a registered representative with TP Icap Global Markets Americas LLC. Brenda has been in the securities industry since 2014 and has held previous positions with ICAP Securities USA LLC. Brenda has a Series 63, Series 7, Series 32 and SIE licenses. Brenda is currently registered with the following states: California, Connecticut, Florida, Illinois, Michigan, Minnesota, New Jersey, New York, Pennsylvania, Texas, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2014 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
03/14/2016 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 32 - Limited Futures Exam-Regulation
BC
Issued 07/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Brenda Loh is the right advisor for you? Invested Better is here to help.