Unclaimed
Brenda Dozier is a financial advisor with over 15 years of experience in the industry. Brenda is currently registered with Cetera Investment Advisers LLC, a firm based in Schaumburg, IL. Brenda offers a variety of financial planning services including retirement planning, investment management, and divorce planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/23/2023 - Present
Cetera Investment Advisers LLC (SANDY SPRINGS GA)
GA
01/09/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SANDY SPRINGS GA)
GA
11/08/2013 - 01/10/2019
QUESTAR CAPITAL CORPORATION (SANDY SPRINTS GA)
AL
03/01/2010 - 11/08/2013
BANCORPSOUTH INVESTMENT SERVICES, INC. (AUBURN AL)
AL
09/30/2008 - 02/18/2010
FIRST LEGACY SECURITIES, LLC (AUBURN AL)
AL
09/25/2007 - 09/26/2008
SUNSET FINANCIAL SERVICES, INC. (AUBURN AL)
IA
Issued 04/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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