Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Dozier is a financial professional with over 15 years of experience in the industry. Brenda currently works as a Registered Representative at Cetera Investment Advisers LLC. Brenda is registered with FINRA and has a Series 7, 6, and 63 license. Brenda also has a Series 65 license for Investment Advisor. Brenda has worked with various clients, including individuals, high-net-worth individuals, corporations, businesses, and retirement plans. Brenda holds the Chartered Financial Consultant designation, which demonstrates her commitment to providing high-quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/23/2023 - Present
Cetera Investment Advisers LLC (SANDY SPRINGS GA)
GA
01/09/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SANDY SPRINGS GA)
GA
11/08/2013 - 01/10/2019
QUESTAR CAPITAL CORPORATION (SANDY SPRINTS GA)
AL
03/01/2010 - 11/08/2013
BANCORPSOUTH INVESTMENT SERVICES, INC. (AUBURN AL)
AL
09/30/2008 - 02/18/2010
FIRST LEGACY SECURITIES, LLC (AUBURN AL)
AL
09/25/2007 - 09/26/2008
SUNSET FINANCIAL SERVICES, INC. (AUBURN AL)
IA
Issued 4/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 9/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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