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Brenda Rose Aslyn

Wells Fargo Clearing Services, LLC

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About Brenda Rose Aslyn

Brenda Rose Aslyn is a financial advisor with over 20 years of experience in the industry. Brenda has a strong background in financial planning and portfolio management. She currently works at Wells Fargo Clearing Services, LLC, but has held positions at several other firms over the years including Securities America, Inc., LPL Financial Corporation, Wealth Enhancement Brokerage Services, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., SunAmerica Securities, Inc., U.S. Bancorp Piper Jaffray Inc., Dain Rauscher Incorporated, and Edward Jones. Brenda specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses. Brenda is registered as a broker-dealer with the state of Minnesota.

Firm Information

Brenda Aslyn is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brenda Aslyn’s Registration & Firm History

MN

02/15/2024 - Present

Wells Fargo Clearing Services, LLC (EDINA MN)

MN

02/05/2010 - 05/20/2019

SECURITIES AMERICA, INC. (WOODBURY MN)

MN

01/16/2009 - 02/16/2010

LPL FINANCIAL CORPORATION (DULUTH MN)

MN

02/10/2009 - 12/31/2009

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)

MN

01/01/2008 - 01/29/2009

WACHOVIA SECURITIES, LLC (DULUTH MN)

MN

07/08/2004 - 01/03/2008

A. G. EDWARDS & SONS, INC. (DULUTH MN)

AZ

07/05/2001 - 08/10/2004

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MN

10/27/2000 - 07/05/2001

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

11/05/1999 - 11/02/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

MO

03/19/1997 - 11/17/1999

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 02/12/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/10/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2001

Series 24 - General Securities Principal Examination

BC

Issued 06/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/05/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/08/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Brenda Rose Aslyn. Review regulatory record here.
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