Unclaimed
Brenda Rose Aslyn is a financial advisor with over 20 years of experience in the industry. Brenda has a strong background in financial planning and portfolio management. She currently works at Wells Fargo Clearing Services, LLC, but has held positions at several other firms over the years including Securities America, Inc., LPL Financial Corporation, Wealth Enhancement Brokerage Services, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., SunAmerica Securities, Inc., U.S. Bancorp Piper Jaffray Inc., Dain Rauscher Incorporated, and Edward Jones. Brenda specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses. Brenda is registered as a broker-dealer with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/15/2024 - Present
Wells Fargo Clearing Services, LLC (EDINA MN)
MN
02/05/2010 - 05/20/2019
SECURITIES AMERICA, INC. (WOODBURY MN)
MN
01/16/2009 - 02/16/2010
LPL FINANCIAL CORPORATION (DULUTH MN)
MN
02/10/2009 - 12/31/2009
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MN
01/01/2008 - 01/29/2009
WACHOVIA SECURITIES, LLC (DULUTH MN)
MN
07/08/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DULUTH MN)
AZ
07/05/2001 - 08/10/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
10/27/2000 - 07/05/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
11/05/1999 - 11/02/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MO
03/19/1997 - 11/17/1999
EDWARD JONES (ST. LOUIS MO)
IA
Issued 02/12/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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