Unclaimed
Brenda Miller Joubert is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 30 years of experience in the industry. Brenda is registered with FINRA and holds Series 7, 24, 53, 63 and 65 licenses. Brenda is also registered in 42 states and the District of Columbia. Brenda provides a range of financial services, including investment management, portfolio management, and financial planning. Brenda has been recognized as a top advisor by several publications. Brenda has a strong commitment to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
05/23/1995 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAFAYETTE LA)
FL
03/21/1994 - 06/28/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MD
09/21/1990 - 05/06/1992
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
01/21/1987 - 06/22/1989
PREMIER SECURITIES CORPORATION
IA
Issued 05/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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