Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Marie Duggan is a financial advisor registered with Wells Fargo Clearing Services, LLC. Brenda has been in the financial services industry since 1989. Brenda holds Series 7, Series 63 and Series 65 licenses and has experience working with various clients including individuals, corporations, trusts, and retirement plans. Brenda is committed to providing her clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/02/2021 - Present
Wells Fargo Clearing Services, LLC (NORWELL MA)
MA
12/14/2018 - 12/07/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TAUNTON MA)
MA
10/11/2013 - 12/17/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TAUNTON MA)
MA
01/04/2008 - 09/30/2013
UBS FINANCIAL SERVICES INC. (ROCKLAND MA)
MA
07/27/2007 - 01/24/2008
CITIGROUP GLOBAL MARKETS INC. (HINGHAM MA)
MA
04/27/2006 - 06/11/2007
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
CO
08/03/2004 - 05/18/2005
GILL AND ASSOCIATES, INC. (DENVER CO)
MO
02/06/1987 - 09/09/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
11/20/1985 - 02/04/1987
DOMINICK & DOMINICK, INCORPORATED
IA
Issued 12/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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