Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Goeken is an investment advisor representative at Capital Client Group, Inc. Brenda has been working in the financial services industry since August 2006 and has been registered with Capital Client Group, Inc. since December 2019. Brenda is licensed to provide investment advice in Indiana and is currently registered with the state of Indiana. Brenda has a Series 63, 66, and 7 license, as well as a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
12/05/2019 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
11/15/2018 - 11/08/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Demotte IN)
IN
07/11/2006 - 11/09/2018
EDWARD JONES (DEMOTTE IN)
BOTH
Issued 01/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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