Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Lochhead is a financial advisor with Wells Fargo Clearing Services, LLC. Brenda has been in the industry since 2004 and is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and holds the Series 7, Series 63, and SIE licenses. Brenda has a diverse background, including previous roles at A. G. Edwards & Sons, Inc. and currently working as an office cleaner at RCMS Service Corp. Brenda has a strong track record of providing financial advice and investment management services to individuals, businesses, and institutions. Brenda is committed to helping clients achieve their financial goals by providing them with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/14/2011 - Present
Wells Fargo Clearing Services, LLC (ORCHARD PARK NY)
NY
03/22/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WILLIAMSVILLE NY)
BC
Issued 12/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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