Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Lea Rochon is a financial professional with over 30 years of experience in the financial services industry. Brenda currently works with Fifth Third Securities, Inc. and specializes in providing investment advice for individuals, businesses, and pooled investment vehicles. Brenda has a strong track record of success in the financial services industry and holds licenses and registrations from FINRA and several states. Brenda has previously worked at several other firms including Lincoln Investment, Great American Advisors, Inc., GS2 Securities, Inc., The Warner Group, Inc. and Pfeffer Sullivan & Partners Incorporated. Brenda has a strong understanding of the financial markets and is dedicated to providing her clients with the best possible investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
12/18/2015 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
OH
08/02/2010 - 04/27/2015
LINCOLN INVESTMENT (CINCINNATI OH)
OH
05/04/1998 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
WI
09/12/1991 - 12/13/1996
GS2 SECURITIES, INC. (MILWAUKEE WI)
IA
10/12/1990 - 04/01/1991
THE WARNER GROUP, INC. (WATERLOO IA)
NA
04/02/1990 - 11/06/1990
PFEFFER SULLIVAN & PARTNERS INCORPORATED
NA
04/29/1987 - 03/29/1990
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 5/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 1/2/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 3/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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