Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Monk is a financial advisor with over 30 years of experience in the industry. Brenda is registered with LPL Financial LLC and has held previous positions with CADARET, GRANT & CO., INC., KEY INVESTMENT SERVICES LLC, MCDONALD INVESTMENTS INC., HSBC BROKERAGE (USA) INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Brenda has a broad range of experience in the financial industry and holds multiple licenses and certifications. Brenda is committed to providing personalized financial advice and guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/06/2023 - Present
LPL Financial LLC (LIVERPOOL NY)
NY
06/24/2011 - 07/10/2023
CADARET, GRANT & CO., INC. (LIVERPOOL NY)
NY
01/03/2006 - 06/27/2011
KEY INVESTMENT SERVICES LLC (NORTH SYRACUSE NY)
OH
06/14/2004 - 12/31/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
09/26/1994 - 06/24/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
07/19/1989 - 08/03/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/19/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 04/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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