Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Kay Marshall is a financial advisor with over 25 years of experience in the industry. Brenda has worked with RBC Capital Markets, LLC since November 2020. Previously, Brenda worked with U.S. Bancorp Investments, Inc., Wells Fargo Clearing Services, LLC, Morgan Stanley, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc. and Wells Fargo Brokerage Services, L.L.C.. Brenda has a strong background in providing financial planning and portfolio management services to a wide range of clients, including individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Brenda holds a Series 63, Series 65, Series 7, Series 9, Series 10, Series 12, Series 24, Series 52TO and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
11/11/2020 - Present
RBC Capital Markets, LLC (SEATTLE WA)
WA
07/09/2018 - 11/13/2020
U.S. BANCORP INVESTMENTS, INC. (SEATTLE WA)
OR
06/19/2014 - 06/05/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND OR)
WA
02/20/2013 - 06/24/2014
MORGAN STANLEY (SEATTLE WA)
WA
07/25/2012 - 08/17/2012
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
01/03/2011 - 11/23/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
CA
04/28/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/06/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
RI
06/20/1995 - 05/06/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 02/28/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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