Unclaimed
Brenda Titus is a financial professional with over 20 years of experience in the financial services industry. Brenda is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions at UBS Financial Services Inc., Barclays Capital Inc., J.P. Morgan Securities LLC, and Salomon Smith Barney Inc. Brenda holds Series 3, 7, 9, 10, 63 and 66 licenses. Brenda is a highly experienced financial advisor and is committed to providing her clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/11/2023 - Present
Wells Fargo Clearing Services, LLC (SHORT HILLS NJ)
NJ
07/23/2014 - 07/03/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/06/2013 - 08/07/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/10/2012 - 12/18/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/11/2003 - 03/15/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/21/1998 - 09/27/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 08/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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