Unclaimed
Brenda Estefania Soraluz is a registered representative with ADP Broker-Dealer, Inc., a firm with an active Broker-Dealer license. Brenda is licensed in 51 states, holding Series 63, SIE, and Series 6TO licenses. Brenda joined ADP Broker-Dealer, Inc. on July 24, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/27/2023 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 09/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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