Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenda? Claim Your ProfileBrenda Connolly is a registered investment advisor representative and has been in the financial services industry since June 1989. Brenda is currently registered with Wealthpenn.comllc. Brenda is also registered in 28 states as an investment advisor representative, including New York and Texas. Previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Corporate Securities Group, Inc., and Greentree Securities Corp. Brenda has passed the Series 7, Series 63 and Series 65 exams. Brenda Connolly has experience providing a range of financial services, including investment advice, portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/05/2023 - Present
Wealthpenn.comllc (Hauppauge NY)
NY
05/18/1990 - 05/09/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SMITHTOWN NY)
MO
03/10/1989 - 11/16/1989
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
09/20/1988 - 12/14/1988
GREENTREE SECURITIES CORP.
IA
Issued 9/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/6/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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