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Brenda Arriaga

Northwestern Mutual Investment Services, LLC

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About Brenda Arriaga

Brenda Arriaga is a registered representative of Northwestern Mutual Investment Services, LLC. Brenda has been in the securities industry since January 26, 2004. Brenda has passed several industry exams, including the Series 66, Series 7, Series 9 and Series 10. Brenda is currently registered in all states except for Mississippi. Brenda also has previous employment with REDSTONE CONSULTING, LLC. Brenda is currently employed by Northwestern Mutual Investment Services, LLC. Brenda's current branch office is located in Houston, Texas. Brenda is licensed to sell securities in the state of Texas and has a current approved registration with FINRA.

Firm Information

Brenda Arriaga is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brenda Arriaga’s Registration & Firm History

TX

11/02/2006 - Present

Northwestern Mutual Investment Services, LLC (HOUSTON TX)

FL

08/06/2002 - 05/11/2005

REDSTONE CONSULTING, LLC (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 05/19/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/27/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/16/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brenda Arriaga.
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