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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Breeann? Claim Your ProfileBreeann Adams is a financial advisor who has been working in the industry since March 16, 2000. Currently, Breeann Adams is registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and is based in Amarillo, TX. Previously, Breeann Adams was affiliated with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Breeann Adams has a diverse range of certifications, including the Series 7, Series 10, Series 9, Series 31 and Series 66. Breeann Adams works with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/11/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AMARILLO TX)
TX
01/01/2008 - 09/16/2009
WELLS FARGO ADVISORS, LLC (AMARILLO TX)
TX
03/17/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AMARILLO TX)
BOTH
Issued 09/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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