Unclaimed
Brayden S. Mathews is a financial professional with over 20 years of experience in the securities industry. Brayden has a diverse background, having worked with several reputable firms including Fred Alger & Company, Incorporated, UBS Securities LLC, and Salomon Smith Barney Inc. Currently, Brayden is registered with J.P. Morgan Securities LLC, a leading financial services firm. Brayden holds a variety of licenses and certifications, including Series 7, Series 10, Series 9, Series 63, Series 57TO, and SIE. Brayden is licensed to provide financial advice and securities transactions in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/08/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/27/2004 - 03/29/2005
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
03/28/2003 - 05/07/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
08/14/2001 - 04/02/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/25/1997 - 09/01/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/27/1996 - 03/25/1997
ESI SECURITIES COMPANY (NEW YORK NY)
NY
01/23/1996 - 04/12/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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