Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Braxton? Claim Your ProfileBraxton Tyler Smith is a registered representative with Fidelity Brokerage Services LLC. Braxton has been in the financial services industry since 2018. Previously, Braxton was affiliated with UBS Financial Services Inc. Braxton's current registration with Fidelity Brokerage Services LLC began in 2019. Braxton holds the Series 66, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/30/2019 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NC
02/02/2018 - 04/12/2019
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
BOTH
Issued 03/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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